The highly complex and constantly evolving regulatory landscape in the financial services sector presents myriad regulatory and compliance challenges to those who operate within it.
Our highly skilled team supports various leading superannuation funds, trustees, responsible entities, fund managers and Australian financial services (AFS) licence holders in Australia to navigate these challenges.
Our superannuation clients include industry, retail and corporate funds and exempt public sector schemes. We also support ancillary service providers, and also employers who need advice on how to meet their superannuation obligations.
Our financial services clients include responsible entities, trustees including ‘trustee for hire’ businesses, global and Australian product issuers of managed funds and exchange traded funds, index and active managers.
We have excellent working relationships with key sector regulators including the Australian Prudential Regulation Authority (APRA), the Australian Securities and Investments Commission (ASIC) and the Australian Taxation Office (ATO). We also work with the Australian Securities Exchange and Cboe Australia.
Our team’s superlative knowledge of the regulatory framework, coupled with our deep industry expertise and experience, means we are ideally positioned to provide commercially adept advice and support to our clients.
